THE NEW HAMPSHIRE CODE OF
ADMINISTRATIVE RULES
THE NEW HAMPSHIRE BOARD OF NATURAL SCIENTISTS
SOIL 100 & 200 ADOPTED 12/16/03
SOIL 300-500 VARIOUS SECTIONS ADOPTED 3/10/11
TABLE OF CONTENTS
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CHAPTER Soil 100 DEFINITIONS, ORGANIZATION AND PUBLIC INFORMATION
PART Soil 101 PURPOSE AND SCOPE
PART Soil 102 DEFINITIONS
Section Soil 102.01 Terms Used
PART Soil 103 BOARD ORGANIZATION
Section Soil 103.01 Duties and Responsibilities
Section Soil 103.02 Composition of the Board
Section Soil 103.03 The Chairperson and Vice Chairperson
Section Soil 103.04 Staff
Section Soil 103.05 Organization
Section Soil 103.06 Seal
Section Soil 103.07 Office Hours, Office Location, Mailing Address and Telephone.
PART Soil 104 PUBLIC INFORMATION
Section Soil 104.01 Record of Board Actions
Section Soil 104.02 Custodian of Records
Section Soil 104.03 Roster Distribution
PART Soil 105 MEETINGS, DELIBERATIONS AND DECISIONS
Section Soil 105.01 Meetings
Section Soil 105.02 Quorum
Section Soil 105.03 Board Meeting Procedures
Section Soil 105.04 Procedures
Section Soil 105.05 Tentative Decisions
PART Soil 106 APPOINTMENT OF COMMITTEES
Section Soil 106.01 Committees
CHAPTER SOIL 200 PRACTICE AND PROCEDURE
CHAPTER Soil 200 PRACTICE AND PROCEDURE
PART Soil 201 PURPOSE AND SCOPE
Section Soil 201.01 Purpose and Scope
PART Soil 202 DEFINITIONS
Section Soil 202.01 Purpose and Scope
PART Soil 203 PRESIDING OFFICER: WITHDRAWAL AND WAIVER OF RULES
Section Soil 203.01 Presiding Officer; Appointment; Authority
Section Soil 203.02 Withdrawal of Presiding Officer
Section Soil 203.03 Waiver or Suspension of Rules by Presiding Officer
PART Soil 204 FILING, FORMAT AND DELIVERY OF DOCUMENTS
Section Soil 204.01 Date of Issuance or Filing
Section Soil 204.02 Format of Documents
Section Soil 204.03 Delivery of Documents
PART Soil 205 TIME PERIODS
Section Soil 205.01 Computation of Time
PART Soil 206 MOTIONS AND PLEADINGS
Section Soil 206.01 Motions; Objections
Section Soil 206.02 Pleadings
PART Soil 207 NOTICE OF HEARING; APPEARANCES;
PRE-HEARING
CONFERENCES
Section Soil 207.01 Commencement of Hearing
Section Soil 207.02 Docket Numbers
Section Soil 207.03 Notice of Hearing
Section Soil 207.04 Appearances and Representation
Section Soil 207.05 Prehearing Conference
PART Soil 208 ROLES OF BOARD STAFF AND COMPLAINANTS
Section Soil 208.01 Role of Board Staff in Enforcement or Disciplinary Hearings
Section Soil 208.02 Role of complainants in Enforcement or Disciplinary Hearings
PART Soil 209 INTERVENTION
Section Soil 209.01 Intervention
PART Soil 210 POSTPONEMENT REQUESTS AND FAILURE
TO ATTEND
HEARING
Section Soil 210.01 Postponements
Section Soil 210.02 Failure to Attend Hearing
PART Soil 211 REQUESTS FOR INFORMATION OR DOCUMENTS
Section Soil 211.01 Voluntary Production of Information
Section Soil 211.02 Motions to Compel Production of Information
Section Soil 211.03 Mandatory Pre-Hearing Disclosure of Witnesses and Exhibits
PART Soil 212 RECORD, PROOF, EVIDENCE AND DECISIONS
Section Soil 212.01 Record of the Hearing
Section Soil 212.02 Standard and Burden of Proof
Section Soil 212.03 Testimony; Order of Proceeding
Section Soil 212.04 Evidence
Section Soil 212.05 Proposed Findings of Fact and Conclusions of Law
Section Soil 212.06 Closing the Record
Section Soil 212.07 Reopening the Record
Section Soil 212.08 Decisions
PART Soil 213 MOTION FOR REHEARING
Section Soil 213.01 Purpose
Section Soil 213.02 Applicability
Section Soil 213.03 Filing and Content of Motion
Section Soil 213.04 Standard for Granting Motion for Rehearing
Section Soil 213.05 Decision on Motion for Rehearing
PART Soil 214 RULEMAKING PUBLIC COMMENT HEARINGS
Section Soil 214.01 Purpose
Section Soil 214.02 Scope
Section Soil 214.03 Notice
Section Soil 214.04 Media Access
Section Soil 214.05 Moderator
Section Soil 214.06 Public Participation
PART Soil 215 PETITION FOR RULEMAKING
Section Soil 215.01 Petition for Rulemaking
Section Soil 215.02 Disposition of Petition
PART Soil 216 DECLARATORY RULINGS
Section Soil 216.01 Petitions
Section Soil 216.02 Action on Petitions
PART Soil 217 EXPLANATION AFTER ADOPTION
Section Soil 217.01 Explanation after Adoption
CHAPTER 300 CERTIFICATION REQUIREMENTS
PART
Soil 301 APPLICATION REQUIREMENTS
Section Soil 301.01
Application Process
Section Soil 301.02
Application Forms
Section Soil 301.03
Fees
Section Soil 301.04
Application/Certification/Examination Fees
Section Soil 301.05
Replacement Fee
Section Soil 301.06
Information from References for Soil Scientist
Candidates
Section Soil 301.07
Information from References for Wetland Scientist
Candidates
Section Soil 301.08
Additional References
PART Soil 302 QUALIFICATION OF APPLICANTS
Section Soil 302.01
Candidates Requirements
Section Soil 302.02
Experience Requirements
Section Soil 302.03
Additional Requirements
Section Soil 302.04
Experience Requirements
Section Soil 302.05
Additional Requirements
PART Soil 303 EXAMINATIONS
Section Soil 303.01
Examination Requirements for Soil Scientist
Candidates
Section Soil 303.02
Examination Requirements for Wetland Scientist
Candidates
Section Soil 303.03
Re-Examinations
PART Soil 304 CREDENTIALS
Section Soil 304.01
Certificate
Section Soil 304.02
Certified Soil Scientist or Wetland Scientist Pocket
Cards
Section Soil 304.03
Soil Scientist Seal
Section Soil 304.04
Wetland Scientist Seal
PART Soil 305 REJECTIONS
Section Soil 305.01
Denial of Application
CHAPTER SOIL 400 CONTINUED STATUS
PART Soil
401 EXPIRATION AND RENEWALS
Section Soil 401.01
Renewal Notices
Section Soil 401.02
Renewal of Certificate
Section Soil 401.03
Renewal Application
PART SOIL 402 DISCIPLINARY MATTERS
Section Soil 402.01
Initiation of Disciplinary Action
Section Soil 402.02
Disciplinary Sanctions
Section Soil 402.03
Administrative Fines
Section Soil 402.04
Procedures for Assessing and Collecting Fines
PART Soil 403 CONTINUING EDUCATION
Section Soil 403.01
Renewal Requirements
Section Soil 403.02
Continuing Education Hour Requirements
Section Soil 403.03
Continuing Education Hours
Section Soil 403.04
Record Keeping
Section Soil 403.05
Exemptions
Section Soil 403.06
Waiver of Professional Development Hours Deadline
Section Soil 403.07
Noncompliance
Section Soil 403.08
Incomplete Applications or Denial of Renewal
CHAPTER SOIL 500 ETHICAL STANDARDS
PART Soil 501 RULES OF PROFESSIONAL CONDUCT
Section Soil 501.01
Purpose and Scope
Section Soil 501.02
Obligation to Obey
Section Soil 501.03
Standards of Conduct
PART Soil 502
VOLUNTARY CERTIFICATE SURRENDER
Section Soil 502.01
Procedure for Surrendering Certificate
Section Soil 502.02
Effect of Voluntary Certificate Surrender
Section Soil 502.03
Voluntary Surrender When Misconduct Allegations
Are Pending
CHAPTER Soil 100 DEFINITIONS, ORGANIZATION AND PUBLIC INFORMATION
PART Soil 101 PURPOSE AND SCOPE
Soil 101.01 Purpose and Scope. The rules of this title implement the statutory responsibilities of the New Hampshire board of natural scientists created by RSA 310-A:81. These provisions regulate but are not limited to the certification of soil and wetland scientists and the practice of soil and wetland science in the state of New Hampshire.
PART Soil 102 DEFINITIONS
Soil 102.01 Terms Used. As used in these rules, the following terms shall have the meanings indicated:
(a) "Board" means the New Hampshire board of Natural Scientists created by RSA 310-A:81.
(b) " Executive director" means the board’s staff director, a person with delegated authority to perform administrative and clerical functions for the board.
(c) "Soil scientist" means, “soil scientist” as defined in RSA
310-A:76, II namely
"a person who, by reason of special knowledge of pedological principles acquired
by professional education and practical experience, as specified by RSA
310-A:84, I and II, is qualified to identify, classify, and prepare soil maps
according to the standards of the National Cooperative Soil Survey, or standards
adopted by the New Hampshire department of environmental services, or standards
adopted by the board, and who has been duly certified by the board."
(d) "Wetland scientist" means, “wetland scientist” as defined in RSA 310-A:76, II-a namely "a person who, by reason of his or her special knowledge of hydric soils, hydrophytic vegetation, and wetland hydrology acquired by course work and experience, as specified by RSA 310-A:84, II-a and II-b, is qualified to delineate wetland boundaries and prepare wetland maps in accordance with standards for identification of wetlands adopted by the New Hampshire department of environmental services or the United States Army Corps of Engineers or its successor and who has been duly certified by the board."
PART Soil 103 BOARD ORGANIZATION
Soil 103.01 Duties and Responsibilities The board shall administer the provisions of RSA 310-A:75-97 which include but are not limited to fostering intelligent application of the knowledge of soil properties and wetland characteristics in planning and implementing land use decisions in this state.
Soil 103.02 Composition of the Board. Pursuant to RSA 310-A:81, I the board shall consist of 7 members who meet the eligibility requirements of RSA 310-A:81, I, II.
Soil 103.03 The Chairperson
and Vice Chairperson. The chairperson shall preside
at all meetings. In the
absence of the chairperson, the vice-chairperson shall preside.
Soil 103.04 Staff. The board
shall designate an executive director and such other staff members as are
necessary to perform the record-keeping
and other statutory functions of the
board and to oversee the board’s day-to-day operations.
Soil 103.05 Organization. In
October of even years, the board shall meet and
organize and, by election from among its members, select a chairperson,
vice-chairperson
and secretary.
Soil 103.06
Seal. The seal of the board shall be an embossed circular seal
consisting of 2 concentric circles, the outer circle having a
diameter of 2
inches and an inner circle having a diameter of 1.7 inches. In the space
between the two circles there shall be the words
“New Hampshire State Board of
Certification for Natural Scientists”. The inside inner circle shall be a New
Hampshire Scene depicting
mountains, lakes and forests.
Soil 103.07 Office Hours, Office Location, Mailing Address and Telephone.
(a) The board’s office shall be
located at the New Hampshire Joint Board, 57 Regional Drive, Concord, N.H.
and
shall be open to the public weekdays, excluding holidays, from
8:00 a.m. to 4:00 p.m.
(b) Correspondence shall be addressed to the board’s executive director at:
(c) The board’s telephone number shall be (603)-271-2219.
PART Soil 104 PUBLIC INFORMATION
Soil 104.01 Record of Board
Actions. Minutes shall be kept of board meetings and of official actions taken by
the board.
Minutes of board actions which are not confidential under
available for inspection during the board’s
ordinary office hours within 5 days
from the close the meeting or vote in questions unless the
72 hours
availability requirement of
Soil 104.02
Custodian of Records. Persons desiring copies of board records shall
submit a request which
identifies as particularly as possible the information
being sought and agrees to pay the actual costs incurred by the board
for the
documents provided. If records are requested which contain both public and
confidential information, the board shall delete the
confidential information
and provide the remaining information.
Soil. 104.03 Roster Distribution
Copies of a roster containing names, addresses, and
assigned numbers of
certified soil and wetland scientists shall be furnished upon request. A fee
of
$.20 per page shall be assessed for making photocopies of the
roster.
Soil 105.01 Meetings. Regular meetings shall be held at
least 3 times each year. Special meetings shall be called by order of the
chairperson or secretary. Each member of the board shall be notified in writing
of each meeting and such notice shall contain the place, date,
time, and subject
of the meeting. Notice of meetings shall be posted at the board office and the
state house.
Soil 105.02 Quorum. A quorum
of the board shall consist of not less than 4 members and a majority vote by the
members present
shall be necessary to pass a motion unless otherwise specified
by law. In the absence of the chair, vice chair, or secretary, a quorum of the
board shall designate a pro tempore officer for the officer or officers absent.
Soil 105.03 Board Meeting Procedures. The board shall conduct its meetings in the following order:
(a) Call to order;
(b) Adjudicative proceedings/presentations by or discussions with the public;
(c) Reading of the minutes;
(d) Reading of communications;
(e) Reading and consideration of applications;
(f) Unfinished business;
(g) New business; and
(h) Adjournment.
Soil 105.04 Procedures. Roberts Rules of Order, 9th edition dated 1990 shall govern the procedures of the board.
Soil 105.05 Tentative Decisions
(a) When necessary to conduct the board’s business in a
timely and efficient manner, the board shall instruct its
staff or a committee
of the board to prepare a draft document, subject to subsequent review and
approval by the board.
Such instructions shall be known as tentative decisions.
(b) Tentative decisions shall not
be final actions, and shall not be binding upon the board. Changes in the form
or
the substance of a tentative decision shall be made as often as necessary to
produce a final document, which satisfactorily
sets forth the final result the
board intends to reach. The board’s final decision shall be issued only when the
necessary
majority has voted in favor of the final form of the proposed action,
allowing time for printing or servicing the document in question.
PART Soil 106 APPOINTMENT OF COMMITTEES
Soil 106.01 Committees
(a) A committee shall consist of
one or more of board members who have been directed by the board to
investigate
and make recommendations on matters which could be handled by the full board.
(b) When expressly authorized by the board, the authority of a committee shall include:
(1) The retention of voluntary assistance from qualified non-board members; and
(2) The retention of paid advisors or consultants pursuant to RSA 332:G-3.
PART Soil 201 PURPOSE AND SCOPE
Soil 201.01 Purpose and Scope. The board shall conduct
various proceedings for the purpose of acquiring
sufficient information to make
fair and reasoned decisions on matters within its statutory jurisdiction,
including decisions on applications
for certification and complaints filed
against certificate holders and others in the practice of soil and wetland
science. These rules are intended
to secure the just, efficient and accurate
resolution of all board proceedings
PART Soil 202 DEFINITION
Soil 202.01 Purpose and Scope.
(a)
“Appearance” means a written notification to the board that a party or a party’s
representative intends to
actively participate in a hearing.
(b) “Hearing” means “adjudicative proceeding” as defined by RSA 541-A:1, I,
namely, “the procedure to be
followed in contested cases, as set forth in RSA
541-A:31 through RSA 541-A:36.”
(c ) “Motion”
means a request to the presiding officer for an order or ruling directing some
act to be done in
favor of the party making the motion, including a statement of
justification or reasons for the request.
(d) “Natural person” means a human being.
(e) “Party”
means “party” as defined by RSA 541-A:1, XII, namely, “each person or board
named or admitted
as a party, or properly seeking and entitled as a right to be
admitted as a party.” The term “party” includes all intervenors
in a
proceeding, subject to any limitations established pursuant to RSA 541-A:33,
III.
(f) “Person”
means “person” as defined by RSA 541-A:1, XIII, namely, “any individual,
partnership, corporation, association,
governmental subdivision, or public or
private organization of any character other than a board.”
(g) “Presiding
officer” means presiding officer as defined in RSA 541-A:1, XIV, namely, “that
individual to whom the board has
delegated the authority to preside over a
proceeding, if any; otherwise it shall mean the head of the board.”
(h) “Proof by a
preponderance of the evidence” means a demonstration by admissible evidence that
a fact or legal conclusion is more
probable than not to be true.
PART Soil 203 PRESIDING OFFICER; WITHDRAWAL AND WAIVER OF RULES
Soil 203.01 Presiding Officer; Appointment; Authority
(a) All hearings shall be conducted for the board by a natural person appointed or authorized to serve as a presiding officer.
(b) A presiding officer shall as necessary:
(1) Regulate and control the course of a hearing;
(2) Facilitate an informal resolution acceptable to all parties;
(4) Receive relevant evidence at hearings and exclude irrelevant, immaterial or unduly repetitious evidence;
(5) Rule on procedural requests, including adjournments or postponements, at the request of a party or on the presiding officer's own motion;
(6) Question any witness to develop a complete record;
(7) Cause a complete record of any hearing to be made, as specified in RSA 541-A:31, VI; and
(8) Take any other action consistent with applicable statutes, rules and case
law necessary to conduct the hearing
and complete the record in a fair and
timely manner.
Soil 203.02 Withdrawal of Presiding Officer.
(a) Upon his or
her own initiative or upon the motion of any party, a presiding officer or
board official shall, for good cause withdraw
from any hearing.
(b) Good cause shall exist if a presiding officer or board official:
(1) Has a direct interest in the outcome of a proceeding, including, but not limited to, a financial or family relationship;
(2) Has made statements or engaged in behavior which objectively
demonstrates that he or she has prejudged the
facts of a case;
(3) Personally believes that he or she cannot fairly judge the facts of a case; or
(c) Mere knowledge of the issues, the parties or any witness shall not constitute good cause for withdrawal.
Soil 203.03 Waiver or Suspension of Rules by Presiding Officer. The
presiding officer, upon his or her own
initiative or upon the motion of any
party, shall suspend or waive any requirement or limitation imposed by this
chapter
upon reasonable notice to affected persons when the proposed waiver or
suspension appears to be lawful, and would
be more likely to promote the fair,
accurate and efficient resolution of issues pending before the board than would
adherence to a particular rule or procedure.
PART Soil 204 FILING, FORMAT AND DELIVERY OF DOCUMENTS
Soil 204.01 Date of Issuance or Filing.All documents governed by these
rules shall be rebuttably presumed
to have been issued on the date noted on the
document and to have been filed with the board on the actual date of
receipt by
the board, as evidenced by a date stamp placed on the document by the board in
the normal course of
business.
Soil 204.02 Format of Documents
(a) All correspondence, pleadings, motions or other documents filed under these rules shall:
(1) Include the title and docket number of the proceeding, if known;
(2) Be typewritten or clearly printed on durable paper 8 1/2 by 11 inches in size;
(3)
Be signed by the party or proponent of the document, or, if the party appears by
a representative,
by the representative; and
(4) Include a statement certifying that a copy
of the document has been delivered to all parties to the proceeding in
compliance with Soil 204.03.
(b) A party or representative's signature on a document filed with the board shall constitute certification that:
(1) The signer has read the document;
(2) The signer is authorized to file it;
(3) To the best of the signer’s knowledge, information and belief there are good and sufficient grounds to support it; and
(4) The document has not been filed for purposes of delay.
Soil 204.03 Delivery of Documents
(a) Copies of
all petitions, motions, exhibits, memoranda, or other documents filed by any
party to a proceeding governed
by these rules shall be delivered by that party
to all other parties to the proceeding.
(b) All
notices, orders, decisions or other documents issued by the presiding officer or
board shall be delivered to all parties
to the proceeding.
(c) Delivery of all documents relating to a proceeding shall be made
by personal delivery or by depositing a copy of the
document, by first class
mail, postage prepaid, in the United States mail, addressed to the last address
given to the board by the
party or if represented to the party’s representative.
(d) When a party
appears by a representative, delivery of a document to the party's
representative at the address stated
on the appearance filed by the
representative shall constitute delivery to the party.
PART Soil 205 TIME PERIODS
Soil 205.01 Computation of Time
(a) Unless otherwise specified, all time periods referenced in this chapter shall be calendar days.
(b) Computation
of any period of time referred to in these rules shall begin with the day after
the action which sets the time
period in motion, and shall include the last day
of the period so computed.
(c) If the last
day of the period so computed falls on a Saturday, Sunday or legal holiday, then
the time period shall be
extended to include the first business day following
the Saturday, Sunday or legal holiday.
PART Soil 206 MOTIONS AND PLEADINGS
Soil 206.01 Motions; Objections.
(a) Motions shall be in written form and filed with the presiding
officer, unless made in response to a matter asserted for the
first time at a
hearing or on the basis of information which was not received in time to prepare
a written motion.
(b) Oral motions and any oral objection to such motions shall be
recorded in full in the record of the hearing. If the
presiding officer finds
that the motion requires additional information in order to be fully and fairly
considered, the presiding officer
shall order the moving party to submit the
motion in writing, with supporting information within 5 days of the order.
Objections to
such motions shall be filed within 5 days of the filing of the
motion.
(c) Objections to written motions shall be filed within 30 days of the date of the motion;
(d) Failure by an opposing party to object to a motion shall not in and of itself constitute grounds for granting the motion.
(e) The presiding officer shall rule upon a motion after full consideration of all objections and other factors relevant to the motion.
Soil 206.02 Pleadings.
(a) The only pleadings permitted shall be
petitions, other than for rulemaking, and replies to petitions. Applications
shall not be
considered pleadings.
(b) All petitions shall contain:
(1) The name and address of the petitioner;
(2) The name and address of the petitioner's representative, if any;
(3) A concise statement of the facts that caused the petitioner to request the board to act;
(4) The action that the petitioner wishes the board to take; and
(5) The identification of any statutes, rules,
orders, or other authority that entitles the petitioner to request the
board to
act.
(c) Board replies to petitions shall contain:
(1) The name and address of the petitioner;
(2) The name and address of the representative of the petitioner, if any;
(3) A statement addressing each fact alleged in the petition;
(4) A statement addressing the authority identified by the petitioner;
(5) A concise response to each statement;
(6) The identification of any statutes, rules,
orders, or other authority, not identified in the petition, having
a bearing
upon the subject matter of the petition; and
(7) The action the board took.
(d) Replies shall be filed within 90 days from the date of the petition.
PART Soil 207 NOTICE OF HEARING; APPEARANCES; PRE-HEARING CONFERENCES
Soil 207.01 Commencement of Hearing. A hearing shall be commenced by an
order of the board giving notice
to the parties at least 30 days prior to the
hearing as required by Soil 207.03.
Soil 207.02 Docket Numbers. A docket number shall be assigned to
each matter to be heard which shall
appear on the notice of hearing and all
subsequent orders or decisions of the board.
Soil 207.03 Notice of Hearing.
(a) A notice of a hearing issued by the board at least 30 days prior
to the hearing and
shall contain the information required by RSA 541-A:31, III, namely:
(1) A statement of the time, place and nature of any hearing;
(2) A statement of the legal authority under which a hearing is to be held;
(3) A reference to the particular statutes and rules involved including this chapter;
(4) A short and plain statement of the issues presented;
(5) A statement that each party has the right to have an attorney represent them at their own expense; and
(6) A statement that each party has the right to have the board
provide a certified shorthand court reporter
at the party’s expense and that any
such request shall be submitted in writing at least 10 days prior to the
hearing.
Soil 207.04 Appearances and Representation
(a) A party or the party’s representative shall file an appearance that includes the following information:
(1) A brief identification of the matter;
(2) A statement as to whether or not the representative is an attorney; and
(3) The party or representative's daytime address and telephone number.
Soil 207.05 Prehearing Conference.
Any party may request, or the presiding officer shall schedule on his or her own
initiative,
a pre-hearing conference in accordance with RSA 541-:31V to
consider:
(a) Offers of settlement;
(b) Simplification of the issues;
(c) Stipulations or admissions as to issues of fact or proof by consent of the parties;
(d) Limitations on the number of witnesses;
(e) Changes to standard procedures desired during the hearing by consent of the parties;
(g) Any other matters which aid in the disposition of the proceeding.
PART Soil 208 ROLES OF BOARD STAFF AND COMPLAINANTS
Soil 208.01 Role of Board Staff in Enforcement or Disciplinary Hearings.
Unless called as witnesses, board staff as defined
in Soil 103.04 shall have no
role in any enforcement or disciplinary hearing.
Soil 208.02 Role of Complainants in Enforcement or Disciplinary Hearings.
Unless called as a witness or granted party or
intervenor status, a person who
initiates an adjudicative proceeding by complaining to the board about the
conduct of person who
becomes a party shall have no role in any enforcement or
disciplinary hearing.
PART Soil 209 INTERVENTION
Soil 209.01 Intervention.
(a) A non-party may intervene in a matter pending before the board under the
provisions of RSA 541-A:32,
by filing a motion stating facts demonstrating that
the non-party's rights or other substantial interests might be affected
by the
proceeding or that the non-party qualifies as an intervenor under any provision
of law.
(b) If the
presiding officer determines that such intervention would be in the interests of
justice and would not
impair the orderly and prompt conduct of the hearing, he
or she shall grant the motion for intervention.
(c)
Participation by intervenors shall be limited to that which is necessary to
protect the interest identified in the
petition for intervention.
(d) Petitions for intervention shall be filed any time after commencement of a proceeding, and state:
(1) The petitioner's interest in the subject matter of the hearing;
(2) Whether the petitioner appears in support of the complainant, or the respondent, as well as for his or her own interest;
(3) Why the interests of the parties and the orderly and prompt conduct of the proceeding would not be impaired; and
(4) Any other reasons why the petitioner should be permitted to intervene.
(e) A person filing a complaint that becomes the
subject of a disciplinary hearing shall be served with the hearing notice and
notified of the right to intervene in the proceeding.
(f) Once granted leave to intervene, an intervenor shall take the
proceeding as he or she find it and no portion of the proceeding
shall be
repeated because of the fact of intervention.
Soil 210.01 Postponements.
(a) Any party to a hearing may make an oral or written motion that a hearing be postponed to a later date or time.
(b) If a postponement is requested by a party to the hearing, it
shall be granted if the presiding officer determines that good
cause has been
demonstrated. Good cause shall include the unavailability of parties, witnesses
or attorneys necessary to conduct the
hearing, the likelihood that a hearing
will not be necessary because the parties have reached a settlement or any other
circumstances
that demonstrate that a postponement would assist in resolving the
case fairly.
(c) If the
later date, time and place are known at the time of the hearing that is being
postponed, the date, time and place
shall be stated on the record. If the later
date, time and place are not known at the time of the hearing that is being
postponed,
the presiding officer shall issue a written scheduling order stating
the date, time and place of the postponed hearing as soon as practicable.
Soil 210.02 Failure to Attend Hearing . If any party to whom notice has
been given in accordance with Soil 207.03 fails to
attend a hearing, the
presiding officer shall declare that party to be in default and either:
(a) Dismiss the case, if the party with the burden of proof fails to appear; or
(b) Hear the testimony and receive the evidence offered by a party, if that party has the burden of proof in the case.
PART Soil 211 REQUESTS FOR INFORMATION OR DOCUMENTS
Soil 211.01 Voluntary Production of Information.
(a)
Each party shall attempt in good faith to completely and timely respond to
requests for the voluntary production
of information or documents relevant to
the hearing.
(b) When a
dispute between parties arises concerning a request for the voluntary production
of information
or documents, any party may file a motion to compel the
production of the requested information under Soil 211.02.
Soil 211.02 Motions to Compel Production of Information
(a) Any party
may make a motion requesting that the presiding officer order the parties to
comply with information
requests. The motion shall be filed at least 15 days
before the date scheduled for the hearing, or as soon as possible after
receiving the notice of hearing.
(b) The moving party’s motion shall:
(1) Set forth in detail those factors which it believes justify its request for information; and
(2) List with specificity the information it is seeking to discover.
(c) When a
party has demonstrated that such requests for information are necessary for a
full and fair presentation
of the evidence at the hearing, the presiding officer
shall grant the motion.
Soil 211.03 Mandatory Pre-Hearing Disclosure of Witnesses and Exhibits
At least 5 days before the hearing the
parties shall exchange a list of all
witnesses to be called at the hearing with a brief summary of their testimony, a
list of all
documents or exhibits to be offered as evidence at the hearing, and
a copy of each document or exhibit.
PART Soil 212 RECORD, PROOF, EVIDENCE AND DECISIONS
Soil 212.01 Record of the Hearing.
(a) The board shall record the hearing by tape recording or
other method that will provide a verbatim record
except for a proceeding on
emergency action shall be governed by RSA 541-A:30, III.
(b) If any
person requests a transcript of the taped record, the board shall cause a
transcript to be prepared
and, upon receipt of payment for the cost of the
transcription, shall provide copies of the transcript to the requesting party.
(c) At the
request of a party to any proceeding involving disciplinary action, the record
of the proceeding shall
be made by a certified shorthand court reporter provided
by the board at the requesting party’s expense. A request for
a certified
shorthand court reporter shall be filed at least 10 days prior to the hearing.
Soil 212.02 Standard and Burden of Proof The party asserting a
proposition shall bear the burden of proving the
truth of the proposition by a
preponderance of the evidence.
Soil 212.03 Testimony; Order of Proceeding
(a) Any person offering testimony, evidence or arguments shall
state for the record his or her name, and role
in the proceeding. If the person
is representing another person, the person being represented shall also be
identified.
(b) Testimony shall be offered in the following order:
(1) The party or parties bearing the burden of proof and such witnesses as the party may call;
(2) The party or parties opposing the party who bears the overall burden
of proof and such witnesses
as the party may call.
Soil 212.04 Evidence
(a) Receipt of evidence shall be governed by the provisions of RSA 541-A:33.
(b) All documents, materials and objects offered as exhibits
shall be admitted into evidence unless excluded by
the presiding officer as
irrelevant, immaterial, unduly repetitious or legally privileged.
(c) All objections to the admissibility of evidence shall be
stated as early as possible in the hearing, but not later
than the time when the
evidence is offered.
(d) Transcripts of testimony and documents or other materials,
admitted into evidence shall be public records
unless the presiding officer
determines that all or part of a transcript or document is exempt from
disclosure under RSA
91-A:5 or applicable case law.
Soil 212.05 Proposed Findings of Fact and Conclusions of Law
(a) Any party may submit proposed findings of fact and conclusions of law to the presiding officer prior to or at the hearing.
(b) Upon request of any party, or if the presiding officer
determines that proposed findings of fact and conclusions
of law would serve to
clarify the issues presented at the hearing, the presiding officer shall specify
a date after the hearing
for the submission of proposed findings of fact and
conclusions of law.
(c) In any case where proposed findings of fact and conclusions of
law are submitted, the decision shall include rulings
on the proposals.
Soil 212.06 Closing the Record
(a) After the conclusion of the hearing, the record shall be closed
and no other evidence shall be received into the record,
except as allowed by
paragraphs (b) of this section and Soil 212.08.
(b) Before the conclusion of the hearing, a party may request that
the record be left open to allow the filing of specified
evidence not available
at the hearing. If the other parties to the hearing have no objection or if the
presiding officer determines
that such evidence is necessary to a full
consideration of the issues raised at the hearing, the presiding officer shall
keep the record
open for the period of time necessary for the party to file the
evidence and for cross examination on such evidence.
Soil 212.07 Reopening the Record. At any time prior to the issuance
of the decision on the merits, the presiding officer, on
the presiding officer’s
own initiative or on the motion of any party, shall reopen the record to receive
relevant, material and
non-duplicative testimony, evidence or arguments not
previously received, if the presiding officer determines that such testimony,
evidence or arguments are necessary to a full and fair consideration of the
issues to be decided.
Soil 212.08 Decisions
(a) A
board member shall not participate in making a decision unless he or she
personally heard the testimony in
the case, unless the matter’s disposition does
not depend on the credibility of any witness and the record provides a
reasonable
basis for evaluating the testimony.
(b) If
a presiding officer has been delegated the authority to conduct a hearing in the
absence of a majority of the officials
of the board who are to render a final
decision, the presiding officer shall submit to the board a written proposal for
decision,
which shall contain a statement of the reasons for the decision and
findings of fact and rulings of law necessary to the proposed decision.
(c) If a
proposal for decision in a matter not personally heard by the board is adverse
to a party to the proceeding other
than the board itself, the board shall serve
a copy of the proposal for decision on each party to the proceeding and provide
an
opportunity to file exceptions and present briefs and oral arguments to the
board.
(d) A proposal for decision shall become a final decision upon its approval by the board.
(e) The board
shall keep a decision on file in its records for at least 5 years following the
date of the final decision or the
date of the decision on any appeal, unless the
director of the division of records management and archives of the department of
state sets a different retention period pursuant to rules adopted under RSA
5:40.
Soil 213.01 Purpose The rules in this part are intended to
supplement any statutory provisions, including RSA 541,
that require or allow a
person to request a rehearing of a decision of the board prior to appealing the
decision.
Soil 213.02 Applicability. The rules in this part shall
apply whenever any person has a right under applicable law to
request a
rehearing of a decision prior to filing an appeal of the decision with the court
having appellate jurisdiction.
Soil 213.03 Filing and Content of Motion
(a) The motion for rehearing shall be filed within 30 days of the date of the board decision or order.
(b) A motion for rehearing shall:
(1) Identify each error of fact, error of reasoning, or error of law which the moving party wishes to have reconsidered;
(2) Describe how each error causes the
board's decision to be unlawful, unjust or unreasonable, or illegal in respect
to
jurisdiction, authority or observance of the law, an abuse of discretion, or
arbitrary, unreasonable or capricious.
(3) State concisely the factual findings, reasoning or legal conclusion proposed by the moving party; and
(4) Include any argument or memorandum of law the moving party wishes to file.
Soil 213.04 Standard for Granting Motion for Rehearing. A
motion for rehearing in a case subject to appeal under
RSA 541 shall be granted
if it demonstrates that the board's decision is unlawful, unjust or
unreasonable.
Soil 213.05 Decision on Motion for
Rehearing. The board shall grant or deny a motion for rehearing, or suspend
the order or decision pending further consideration within 10 days of the filing
of the motion for rehearing.
Soil 214.01 Purpose. The purpose of this
part is to provide a uniform procedure for the conduct of public hearings
at
which comment from the general public will be solicited for evaluation and
consideration by the board relative to rulemaking.
Soil 214.02 Scope.
(a) These rules shall apply to all hearings
required by state law to be conducted by the board at which public
comment shall be
solicited, except that they shall not apply to adjudicative hearings.
(b) If any requirement set by these rules conflicts with an applicable statute such other authority shall control.
Soil 214.03 Notice.
(a) A public comment hearing concerning
rulemaking shall be commenced by placing notice of the hearing in the
"Rulemaking Register" so that it shall appear at least 20 days prior to the
hearing date.
(b) Notice for rulemaking public comment hearings shall comply with RSA 541-A:6, I.
(c) Nothing in these rules shall prohibit the board from giving greater notice than the minimums set out in this part.
Soil 214.04 Media Access.
(a) Public comment hearings shall be open to the print and electronic media.
(b) The moderator shall place limits on the activities of the media to avoid disruption in the following ways:
(1) Limiting the number of media representatives
when their presence is
disproportionate to the number of citizens present and shall cause citizens to
be excluded;
(2) Limiting the placement of television cameras to certain locations in the hearing room; and
(3) Prohibiting interviews from being conducted within the hearing room during the hearing.
Soil 214.05 Moderator
(a) The hearing shall be presided over by a moderator who shall be the board chairperson or a designee.
(b) The moderator shall:
(1) Call the hearing to order;
(2) Cause a recording of the hearing to be made;
(3) Place limits on the media to avoid disruption as set out in Soil 214.04(b);
(4) Recognize those who wish to be heard and establish the order thereof;
(5) Limit the time for each speaker, as set out in Soil 214.06(b);
(6) Remove or have removed any person who disrupts the hearing;
(7) Adjourn the hearing; and
(8) Provide opportunity for the submission of written comments.
Soil 214.06 Public Participation.
(a) Any person who wishes to speak on the issue
or issues which are the subject of the hearing shall place his or
her name and
address on a speakers' list before the last speaker on the list has finished
speaking. All whose names appear
on the speakers' list, as provided, shall be
afforded reasonable time to speak at the hearing. Reasonable time shall be
determined considering the number of people who wish to be heard, the time and
the availability of the facility.
(b) The board, through the moderator, shall:
(1) Refuse to recognize a person who refuses to give his or her full name and address;
(2) When a group or organization wishes to
comment, limit the group to no more than 3 spokespersons,
provided that the
members who are present shall be allowed to enter their names and addresses into
the
record as supporting the position by the group or organization;
(3) Revoke recognition of a speaker who speaks or acts in an abusive or disruptive manner; or
(4) Revoke recognition of a speaker who refuses
to keep his or her comments relevant to the issue or
issues which are the
subject of the hearing.
(c) Written comments may be submitted any time from the time notice has
been published until the record has
been closed by the moderator, which shall
not be less than 7 calendar days after the hearing.
(d) In the event that the number of speakers who wish to give oral
testimony relevant to the issue or issues involved
exceed that number which can
be heard within a reasonable period of time subject to facility availability and
length of the
hearing, the hearing shall be reconvened pursuant to applicable
provisions in RSA 541-A to afford such persons the
opportunity to be heard.
Speakers may elect to submit written testimony in lieu of additional oral
hearing.
Soil 215.01 Petition for Rulemaking.
(a) Any person may request the board to commence
a proceeding for the purpose of adopting, amending,
or repealing a rule by
filing a written petition that contains:
(1) The text of the
proposed rule or a statement of the particular results intended by the
petitioner to
flow from the implementation of the proposed rule;
(3) Any data or argument the petitioner believes
would be useful to the board in deciding whether to
commence a rulemaking
proceeding; and
(4) Name, address, signature of petitioner and date signed.
Soil 215.02 Disposition of Petition.
(a) The board shall consider all petitions for
rulemaking and proceed pursuant to RSA 541-A:4. The board
shall request
additional data or argument from the petitioner or other interested persons to
clarify the merits of the petition.
(b) The board shall grant the petition if the
petition is consistent with statute and case law and will assist the
board with
the regulation of the profession.
PART Soil 216 DECLARATORY RULINGS
Soil 216.01 Petitions.
(a) Any person may request a
declaratory ruling from the board on matters within its jurisdiction by filing
an
original and 5 copies of a petition pursuant to Soil 206.02 (b).
(b) A petition for declaratory ruling shall set forth the following information:
(1) The exact ruling being requested; and
(2) The statutory and factual basis for ruling, including any supporting affidavits or memoranda of a law.
Soil 216.02 Action on Petitions
(a) The petitioner shall
provide such further information or participate in such evidentiary or other
proceedings
as the board shall direct after reviewing the petition and any
replies received.
(b) Upon review and consideration, the board shall within 90 days rule on the petition pursuant to Soil 206.02 (d).
PART Soil 217 EXPLANATION AFTER ADOPTION
Soil 217.01 Explanation after Adoption.
(a) Any person may request an
explanation regarding adoption of the rules pursuant to
a request to the board.
(b) The request shall be
considered at the next scheduled board meeting and the board shall issue a
response within
45 days after consideration.
CHAPTER 300 CERTIFICATION REQUIREMENTS
CHAPTER 300 CERTIFICATION
REQUIREMENTS
Soil 301.01
Application Process.
(a)
A person wishing to become certified as a soil or wetland scientist shall
submit an application form provided upon request
by the board containing the information specified in Soil 301.02 and
302.02, including the application fee specified in Soil 301.04.
(b)
The board shall acknowledge receipt of an application within 60 days of
receipt and shall notify the applicant of any
deficiencies in the
application. Failure to remedy the deficiencies within 60 days shall result in
dismissal of the application.
An application shall be considered on file
with the board when all deficiencies are corrected.
(c)
If the application is denied, the applicant shall be provided an
opportunity to request a hearing for reconsideration
pursuant to Soil 213 on
the deficiency issues identified by the board. Any such request shall be made in
writing and received by the
board within 30 days of the receipt of the
notification of denial.
(d)
Applications about which there has been no communication by the applicant
to the board for one year shall be destroyed.
Soil 301.02 Application
Forms.
(a) The applicant for
certification as a soil scientist or wetland scientist
shall supply the following on the application:
(1) General information about the
applicant, including his or her:
a.
Name and any names previously used;
b.
Written signature;
d.
Present position;
e.
Organization and title;
f.
Business address;
g.
Business and personal telephone numbers;
h.
Place and date of birth;
i.
E-mail address;
j.
Current certification/registration information as a soil scientist or
wetland scientist;
k.
Whether the applicant has ever been convicted of any felony, or
misdemeanor that has not been
annulled by a court pursuant
to RSA
651:5 and if not annulled, the name
of the court in which the
conviction occurred, the details of the offense and
the date of conviction and the sentence imposed; and
l. The applicant’s social
security number required pursuant
to
(2) Information regarding the
applicant’s registration/certification in other states, including:
a
The first state certified/ registered in;
c.
Whether certified by examination;
d.
Whether the certificate is now in force, and if not, the reasons why
certificate is not in force; and
e. Whether
the applicant has ever been denied registration, certification or
licensure
as a soil or wetland scientist or disciplined by this board or another soil or
wetland scientist board in any
other state or country and if so, an explanation
of the circumstances;
(3) A list of current memberships in
professional or scientific associations, including:
a.
The name of organization;
c.
The applicant’s grade of
membership; and
d. Date of membership;
(4)
A transcript of college or
university credits obtained, including:
a. The name of institution
b.
Years attended;
c.
Graduation date,
d. Credits completed; and
(e) The degree awarded.
(5) A list of home study and
correspondence school courses related to soil science or wetland science
completed;
a.
Name and address of employer;
b.
Title of position;
c.
Dates of employment;
d.
Name and present address of someone familiar with each position;
e.
Summary of soil or wetland plans; and
f. As applicable, additional information supplied on the supplemental experience record form in the same format as number 6 of the certification application;
(7) The names, complete addresses, occupation and business relationship with applicant of 5 references, not related to the applicant with 2 references being soil scientists or if applying for wetland scientist certification 2 shall be wetland scientists; and
(8) Applicant's signature completed under oath or affirmation.
(b) The applicant for
apprentice soil scientist or apprentice wetland scientist shall supply the
following on or with the application:
(1) General information about the
applicant, including his or her:
a.
Name and any names previously used;
b.
Written signature;
c.
Residential address;
d.
Present position;
e.
Organization and title;
f.
E-mail address;
g. Business address;
h.
Business and personal telephone numbers;
i.
Place and date of birth; and
(2)
Whether the applicant has ever been convicted of any felony, or
misdemeanor that has not been annulled by a court pursuant to
(3) Information regarding the
applicant’s registration/certification in other states, including:
c. Whether certified by examination;
d.
Whether the certificate is now in force, and if not, the reasons why
certificate is not in force; and
e.
Whether the applicant has ever lost registration,
certification or licensure as a soil or wetland scientist or
disciplined by this
board or another soil or wetland scientist board in any other state or country
and if so, an explanation of the circumstances;
(4)
A list of current memberships in professional or scientific associations,
including:
a.
The name of organization;
b. The location; and
c. The applicant’s grade of membership, and date of membership;
(5) A transcript of college or
university credits obtained including:
a.
The name of institution;
b.
Years attended;
c.
Graduation date; and
d.
Credits completed;
(6) A list of home study and
correspondence school courses related to soil science or wetland science
completed;
(7) Evidence of professional
experience related to soil science or wetland science as indicated on the
certification application;
(8) As applicable, additional
professional experience information supplied on the supplemental experience
record form;
(9) Names and certificate numbers of
apprentice supervisors; and
(10) Applicant's signature
Soil 301.03 Fees.
All fees shall be in the form of cash, credit card, money order, bank
draft, or check made payable to: "Treasurer, State of
Soil 301.04
Application/Certification Examination Fees.
The fees shall be as follows:
(a) Application fee for
certification as a soil scientist shall be $125.00;
(b) Application fee for
certification as a wetland scientist shall be $125.00;
(c) The certification fee
shall be $50.00;
(d) The application fee for
certification as a soil scientist apprentice shall be $75.00;
(f) The fee for the field
examination for certification as a soil scientist shall be $200.00;
(h) The fee for the field
examination for certification as a wetland scientist shall be $200.00;
(i) The fee for the written
examination for certification as a wetland scientist shall be $125.00;
(j) The biennial renewal fee
shall be $120.00; and
(k) If the renewal is not
received by the date of expiration there shall be a late fee of 20 percent per
month.
Soil 301.05 Replacement
Fee. The fee for replacement of
lost or mutilated certificate shall be $50.00.
(a)
Information from references shall be requested by the board on forms
provided by the board as
specified in
(b) The application shall
include:
(1) Applicant's name;
(2) Reference's name and address;
and
(3) References for soil scientist
candidates which provide a brief description of the knowledge of the soil
scientist
applicant's qualifications in soil classification and mapping
qualifications; and
(4) The signature of the reference,
and the date signed.
(c)
The board shall use as references any individuals, companies, or
institutions whose names appear in any part of the application form.
Soil 301.07 Information
from References for Wetland Scientist
Candidates.
(a) Information from
references shall be requested by the board on forms provided by the board as
specified in
(b) The application shall
include:
(2)
Reference's name and address and,
(3)
References for wetland scientist candidates which provide a brief
description of the knowledge of the wetland
scientist applicant’s qualifications
in wetland delineation and documentation; and
(4)
The signature of the reference, and date signed.
Soil 301.08 Additional
References. The board shall require of the applicant the names and addresses
of additional references if the original references are unclear, incomplete or
contradictory.
PART Soil 302 QUALIFICATION OF
APPLICANTS
Soil 302.01 Candidates
Requirements.
(a) Candidates for
certification as a soil scientist shall meet the requirements established by
(b) Candidates for apprentice
soil scientist certification shall meet the requirements of
Soil 302.02
Experience Requirements.
Experience in the practice of soil science shall be determined pursuant
to
(b) Teaching soil science courses or
performing research in soil science or agronomy curriculum shall be considered
the practice of soil science. Such
teaching or research shall not be considered actual field soil mapping
experience;
(d) Each advanced degree in a
related field shall be counted as one year of experience with one year awarded
for a Master’s degree and 2 years awarded for a Ph.D. in a related field
including geology and any other field in which the principles of soil science
are applied. Advanced degrees shall
not be considered actual field soil mapping experience;
(e) Employment by the United States
Department of Agriculture (USDA), Natural Resources Conservation Service (NRCS)
or other governmental agency as a soil scientist and active engagement in the
practice of soil science as defined under
(f) If experience is claimed
under Soil 302.02(e), the applicant shall provide an affidavit stating:
(a) The dates of employment;
(b) The number of total acres soil
mapped during such employment;
(g) Actual field soil mapping
experience shall be the practice of soil science as defined under
(h) Soil maps prepared during the
practice of soil science shall meet:
(1) The standards of the National
Cooperative Soil Survey as follows:
a. Soil Taxonomy, A Basic System of
Soil Classification for Making and Interpreting Soil Surveys, second edition,
published 1999;
b.
Keys to Soil
Taxonomy, Eleventh Edition published, 2010;
c. Official series descriptions, Soil Survey Staff Natural Resources
Conservation Service, United States Department of Agriculture.
Official Soil Series Descriptions, published,
d. The Field Book for Describing and
Sampling Soils, Version 2.0, published September 2002;
e. Soil survey manual, Soil Survey
Division Staff U.S. Department of Agriculture Handbook 18, published 1993; and
f. NH Statewide Numerical Soil
Legend, issue #9, dated April 2010; or
(2)
The standards of Special
Publication No.1 of the Society of Soil Scientists of Northern New England,
High Intensity Soil Maps for
New Hampshire
published April 2008; or
(3)
The standards of Special Publication No. 3 of the Society of the Soil
Scientists of Northern New England, Site-Specific Soil
Mapping Standards for
(i) Training as an apprentice soil
scientist, where the apprentice is practicing soil science as defined under
(j) Six or more soil maps shall be
prepared to the standards under Soil 302.02 (h), all maps shall be submitted
with a copy of the United States Geological Survey (USGS) mapping with site
located and owner’s name and address. The map shall include the name of the
person who prepared the map, the supervisor’s name, and date the map was
prepared;
(k) The board shall request
additional maps if the maps are incomplete or unclear or do not meet the
standards of
Soil
302.02 (h); and
(l) The board shall conduct field
reviews of any of the supplied maps when it deems it necessary to clarify the
applicant's experience upon permission of current landowner.
Soil 302.03 Additional
Requirements. In order to
indicate to the board competency to practice as a soil scientist, the candidate
shall have had at least one soil course under
(a) Soil genesis and
classification;
(b) Soil morphology; and
Soil 302.04 Experience
Requirements. Experience in the
practice of wetland science shall be determined as follows:
(a) A minimum one year of the
experience requirement shall be actual field delineation of wetland boundaries
pursuant to
(b) Presentation
of 6 or more wetland delineation plans with all wetlands classified according to
Classification of Wetlands and Deepwater
Habitats of the United States, FWS/OBS-79/31;
(c) One of the delineation plans
shall include a complete assessment of functions and values using either the
method for the Comparative Evaluation of Nontidal Wetlands in New Hampshire,
published March 1991 or US Army Corps of Engineers, Highway Methodology Workbook
Supplement, published September 2009, for candidates pursuant to
(d) Four of the delineation
plans
shall utilize the standards of the Corps of Engineers Wetland
Delineation Manual, Technical Report 4-87-1, (January, 1987),
Interim Regional Supplement to the Corps of
Engineers Wetland Delineation Manual: Northcentral and Northeast Region, U.S.
Army Corps of Engineers, published October 2009,
and the remainder shall meet
the requirements of a state or federal regulatory agency; or
(f) Presentation of 18 or more
wetland delineation plans classified according to
Classification of Wetlands and Deepwater Habitats
of the United States, FWS/OBS-79/31;
for candidates pursuant
to
Soil 302.05 Additional
Requirements.
(c)
The board shall request additional plans and/or supporting documentation,
including but not limited to field notes, reports or data forms if the plans are
incomplete or unclear or do not meet the requirements of Soil 302.04 and 302.05.
(d)
The board shall conduct field reviews of any of the supplied plans when
it deems it necessary to clarify the applicant's experience upon permission of
the current landowner.
(e)
Teaching a college level credit course in wetland science according to the
standards of Soil 302.04 shall be considered one year of experience.
(f)
Wetland science performed as an apprentice wetland scientist under the
direct supervision of a certified wetland scientist and according to the
standards of 302.04 shall be considered experience.
(g)
Candidates for wetland scientist pursuant to
(1) Botany;
(2) Soil science;
(3) Hydrology;
(4) Wetland science;
(5) Biology;
(6) Forestry;
(7) Wildlife;
(8) Ecology;
(9) Water resources;
(10) Plant science;
(11) Agronomy;
(12) Geology;
(13) Earth science;
(14)
Wetland mitigation; or
(15)
Assessments of functions and values.
(h)
Candidates pursuant to
(i)
As set forth in
PART Soil 303 EXAMINATIONS
Soil 303.01 Examination
Requirements for Soil Scientist Candidates.
(a) The examination shall
consist of a written exam and a field exam.
(b) The soil scientist
certification written examination shall be administered at the Joint Board
Office,
(c) The board shall hold soil
scientist field examinations in May and September.
Examinations shall be given to all persons making application who have
successfully passed the soil scientist written examination and whose application
is complete and who has made payment of the established fee.
(d) The field exam shall be a
test of the applicant’s ability to prepare a soil map.
The test shall consist of an actual field soil mapping pursuant to the
standards of Soil 302.02 (h) (1) of a parcel of land selected by the board.
The soil map prepared by the applicant shall be graded based upon a
comparison of a master soil map of the parcel prepared by a consensus of at
least 3 certified soil scientists and a majority vote of the board.
The time allotted shall not exceed 6 hours.
The grade shall be pass or fail.
Soil 303.02 Examination
Requirements for Wetland Scientist Candidates.
(a) The examination shall
consist of a written exam and field exam.
(b) The wetland scientist
certification written examination will be administered at the Joint Board
Office,
(c) The board shall hold
wetland scientist field examinations in June and September on a parcel of land
selected by the board. Examinations shall be given to all persons making
application who have successfully passed the wetland scientist written
examination and whose application is complete and who has made payment of the
established fee.
(d) The field exam shall be a test of the applicant's ability to practice wetland science pursuant to Soil 302.04. The time allotted shall not exceed 6 hours. The grade shall be pass or fail.
PART Soil 304 CREDENTIALS
Soil 304.01 Certificate.
An applicant for certification as a certified soil scientist or wetland
scientist or an applicant for certification as an apprentice soil scientist or
apprentice wetland scientist, who has met satisfactorily all the requirements of
Soil 304.02 Certified Soil
Scientist or Wetland Scientist Pocket Cards.
Biennially, the board shall issue a certification card, numbered to
correspond with the soil scientist's or wetland scientist’s assigned number, to
each certified soil scientist or wetland scientist upon receipt of the biennial
renewal fee and acceptance of renewal application.
The card shall certify that the soil scientist or wetland scientist holds
a certificate in good standing and is authorized to practice soil science
scientist or wetland scientist to the date of expiration as shown on the card.
No card shall be issued to an apprentice soil scientist or apprentice
wetland scientist.
Soil 304.03
Soil Scientist Seal.
Figure 3.1 Seal/Stamp

(b)
The seal shall consist of 2 concentric circles, the outer circle having a
diameter of 1.6 inches and an inner circle having a diameter of 1.4 inches.
In the space between the 2 circles there shall be the words "State of
Soil 304.04 Wetland
Scientist Seal.
(a)
Upon issuance by the board of a certificate to an applicant as a
certified wetland scientist, the certificate holder shall acquire an impression
type seal or rubber stamp of the design approved by these rules and submit the
seal to the board for approval. This seal shall bear the certificate holder’s
name and number as shown on the certificate.
Figure 3.2 Seal/Stamp

(b) The seal shall consist of
2 concentric circles, the outer circle having a diameter of 1.6 inches and an
inner circle having a diameter of 1.4 inches.
In the space between the 2 circles there shall be the words "State of
(c) All papers or documents
involving the practice of wetland science under this chapter when filed for
public record, shall be dated and bear the signature and seal of the certified
wetland scientist who prepared or had responsibility for and approved them.
It shall be a violation of these rules for the certified wetland
scientist to stamp or seal any documents with his/her seal after the certificate
has expired. It shall be a violation of these rules for the certified wetland
scientist to stamp or seal any document not prepared by him/her personally or
under his/her direct supervision.
PART Soil 305
REJECTIONS
(a)
The applicant, or someone acting on the applicant's behalf, has submitted
false information to the board in connection with the application;
(b)
Evidence of past disciplinary action taken by another certification or
licensing body or a professional society or association, indicates the applicant
cannot be relied upon to practice competently, safely and honestly, or adhere to
the standards of conduct required by Soil 500;
(c)
Evidence of conviction of a felony or misdemeanor indicates the applicant
cannot be relied upon to practice competently, safely and honestly, or adhere to
the ethical standards required by Soil 500;
(f)
The applicant failed to successfully pass the examinations required
pursuant to Soil 303.
CHAPTER SOIL 400 CONTINUED STATUS
CHAPTER Soil 400 CONTINUED STATUS
Part Soil 401
EXPIRATION
Soil 401.01 Renewal Notices.
Renewal notices shall be sent to each certified soil scientist or
certified wetland scientist every
2 years, at least one-month prior to date
of expiration. The expiration date
shall be the last day of the certificate holder’s birth month.
Soil
401.02 Renewal of Certificate.
The applicant for wetland or soil scientist renewal shall submit:
(c) Proof of completion of the
continuing professional development requirements of Soil 403.
(a) The applicant’s full name;
(b) The applicant’s business address
and telephone number;
(c) The applicant’s home address and
personal telephone number;
(d) The applicant’s e-mail address;
(e) A statement indicating that the
applicant has complied with the continuing education requirements of Soil 403;
(f) A statement indicating any
disciplinary or legal action brought against the applicant as a natural
scientist by any licensing/certification board or jurisdiction;
(g) A statement indicating that the
applicant has adhered to the ethical and professional standards of Soil 500;
(h)
A statement indicating whether the applicant has ever been convicted of
any felony, or misdemeanor that has not been annulled by a court pursuant to
(i) A representation that the
applicant acknowledges that the provision of false information in the
application recklessly provided is a basis for disciplinary action by the board;
and
(j) The applicant’s signature and
the date signed.
PART Soil 402 DISCIPLINARY
MATTERS
Soil 402.02
Disciplinary Sanctions.
(a) Other than immediate
certificate suspensions authorized by
board shall impose disciplinary sanctions only:
(1) After prior notice and an
opportunity to be heard; or
(b) When the board receives
notice that a certificate holder has been subjected to
disciplinary action
related to professional conduct by the licensing or certification authority
of another jurisdiction, where the certificate or license was not reinstated,
the board shall issue an order directing the certificate holder to demonstrate
why reciprocal discipline should not be imposed in
(c) In a disciplinary
proceeding brought on the basis of discipline imposed in another jurisdiction
the certificate holder shall be subject to any disciplinary sanction authorized
by
(d) After a finding that misconduct has occurred, the board shall impose
one or more of the disciplinary sanctions authorized by
(e)
The following shall be considered aggravating circumstances:
(1) The seriousness of the
offense;
(2) Prior disciplinary record;
(3)
Lack of willingness to cooperate with the board; and
(4)
Potential harm to public health and safety.
(f) The following shall be
considered mitigating circumstances:
(1) Absence of a prior
disciplinary record;
(2)
Willingness to cooperate with the board;
(3) Acknowledgment of his or her wrongdoing; and
(4) The purpose of the rule or
statute violated.
(g) No hearing date
established in a proceeding conducted under Soil 402.02 shall be postponed at
the request of the certificate holder unless the certificate holder also agrees
to continue the suspension period, if any, pending issuance of the board’s
final decision.
(h) Copies of board orders
imposing disciplinary sanctions and copies of all settlement agreements or
consent decrees shall be sent to the licensing body of each state in which the
certificate holder is certified or licensed and to such other entities,
organizations, associations, or boards as are required to be notified under
applicable state or federal law.
Soil 402.03
Administrative Fines
(b)
When persons subject to the board’s disciplinary authority are directed
to pay fines pursuant to Soil 402.02, such fines shall be assessed in
accordance with the factors stated in Soil 402.02 (e), 402.02 (f) and the
following additional considerations:
(1)
The cost of any investigation or hearing conducted by the board; and
(2) The certificate holder’s
ability to pay a fine assessed by the board.
(c) Administrative fines
shall not exceed the following amounts:
(1)
When no violation of the same type has occurred during a period of
licensure within the 5 years preceding
the board’s notice to the respondent,
the fine assessed shall not exceed
$200.00 per day or $1,000.00 per offense,
whichever is greater;
(2) When a single disciplinary
infraction of the same type has occurred
during a period of
licensure within the 5 years preceding the board’s notice
to the
respondent, the fine assessed shall not exceed
$200.00 per day or
$1,500.00 per offense whichever is greater; and
(3)
When more than one disciplinary infraction of the same type has occurred
during a period of licensure
within the 5 years preceding the board’s notice to the
respondent, the fine
assessed shall not exceed $200.00 per day or $2,000.00 per
offense whichever
is greater.
(e)
A single course of continuing conduct shall be treated as a single
violation for purposes of Soil 402.03 (c), (1), (2) and (3).
Soil 402.04
Procedures for Assessing and Collecting Fines.
(a) Payment of a fine shall
be included among the options available for settling disciplinary allegations,
and shall be included among the types of disciplinary sanctions imposed after
notice and hearing.
(b) In cases where the board
initially intends to limit disciplinary sanctions to an administrative fine, the
board shall issue a “notice of apparent liability” describing the allegedoffense, stating the amount
of the assessed fine, and notifying the alleged offender that he or she shall
pay or compromise the fine by a certain date or request that an administrative
hearing be held. If a hearing is requested, the notice of apparent liability
shall be withdrawn and a notice of hearing shall be issued. In such hearings,
the board’s disciplinary options shall not be limited to the assessment of an
administrative fine.
(c) Nonpayment of a fine by a certificate holder or respondent in contravention of an order, agreement or promise to pay, shall be a separate ground for discipline by the board and a basis for denying a subsequent certificate and renewal application and a basis for judicial action seeking to collect the fine.
PART Soil 403 CONTINUING EDUCATION
Soil 403.01 Renewal Requirements
(a) Each certified wetland
or soil scientist shall obtain at least 24 hours of continuing education hours
each biennium as a condition of biennial license renewal.
(b) All 24 continuing
education hours shall be taken during the biennium preceding the applicant’s
expiration date.
(c)
A renewal application shall not be accepted for filing unless the
applicant indicates on the renewal application, and under penalty of unsworn
falsification, that he or she has completed the minimum required hours of
approved education required by Soil 403.01 (a).
(d)
New certified wetland or soil scientists shall obtain 12 continuing
education hours for their first biennial
renewal period.
Soil 403.02 Continuing Education Hour Requirements. Continuing education hours shall meet the following criteria:
(a) Continuing education
activities shall be relevant to the practice of soil or wetland science or no
credit shall be awarded. Such continuing education activities shall
include technical, ethical, or managerial content;
(b) Two hours of continuing
education shall be in the area of professional ethics;
(c) The content of each presentation shall be well organized and
presented in a sequential m
(e) Self directed learning
activities shall include a written instrument which tests the certified wetland
or soil scientist’s comprehension of the content of that course or program.
Soil 403.03 Continuing Education Hours Continuing education hours shall be credited as follows:
(a) A maximum of 2 continuing
education hours shall apply to activity on a state or national board of
licensure;
(b) Courses/programs awarded
one or more college semester credit hours, with a passing grade where grades are
issued, shall equal 15 continuing education hours per credit hour based on
course credit established by the college or university;
(c) Courses/programs awarded
one or more college quarter hours, with a passing grade where grades are issued,
shall equal 10 continuing education hours per credit hour based on course credit
established by the college or university;
(d) Courses or programs awarded one or more continuing education units by the
course sponsor, with a passing grade where grades are issued, shall equal 10
continuing education hours per continuing education unit;
(e)
Credit shall be awarded for one hour of continuing education in course
work, seminars, or professional technical presentations made at meetings,
conventions, or conferences for each hour of attendance. Attendance at
qualifying programs presented at professional and/or technical society meetings
shall earn continuing education credit for the actual time of each program;
(h) Active participation in
professional or technical societies shall equal one continuing education hour
and shall require that a certified soil or wetland scientist serve as an officer
and/or actively participate in a
committee of the organization. Continuing education hours shall not be earned
until each year of service is completed and shall be limited to 2 continuing
education hours per organization;
(i) Field trips organized
and run by professional and/or technical societies or in conjunction with
meetings, conventions, or conferences shall be awarded one continuing education
hour for each hour of duration, up to 8 continuing education hours per day.
(j)
Two hours of self-directed learning activity through the use of audio or
video tapes shall equal one continuing education hour;
(k) Training apprentice soil
or apprentice wetland scientists shall equal 3 continuing education units per
year; and
(l) Continuing education
hours shall not be recognized for any repeat program attended or completed.
Soil 403.04
Record Keeping.
(a) The certified wetland or
soil scientist shall maintain records to be used to support continuing education
hours claimed.
(b) Records required shall
contain attendance verification records in the form of completion certificates
or other documents supporting evidence of attendance such as:
(1)
Signed attendance receipts;
(2)
Paid receipts;
(3)
A copy of a listing of attendees signed by a person
sponsoring the course or program or the course/program provider, or
(4)
Certificates of attendance from the sponsoring organization.
(c) The applicant shall
retain attendance verification records for a period of at least 4 years. Such
documentation shall be made available to the board for random audit and/or verification purposes. Documentation shall support continuing education
hours claimed. Failure to provide documentation for audit verification shall
result in disciplinary action.
(d) Not less than 10 % of the
certified soil and wetland scientists shall be randomly selected each year for
audit by the board for compliance with Soil. 403.01.
Soil
403.05 Exemption
A certified wetland or soil scientist shall be exempt from the continuing
education requirements for serving on temporary active duty in the armed forces
of the
Soil 403.06
Waiver of Professional Development Hours Deadline.
A certified soil or wetland scientist may request a waiver of continuing
education hours deadlines, as follows:
(b)
Late filing shall be justified by a showing of good cause that includes
serious accident, illness or other circumstances beyond the control of the
certified soil or wetland scientist which actually prevents the certified soil
or wetland scientist from satisfying the continuing education requirements;
(c) Relevant supporting
documentation from the certified soil or wetland scientist’s physician or
medical professional shall be
furnished to the board when necessary for a fair and informed determination by
the board;
and
(d) A waiver petition shall
include a specific timetable for completing specific courses, which will meet
the petitioner’s continuing education unit deficiency.
Soil 403.08 Incomplete Applications or Denial of Renewal.
(a) The board shall notify the
applicant of any deficiencies in the renewal application within 60 days of
acceptance for filing. Failure to
remedy the deficiencies within 60 days shall result in denial of the renewal
application. An application shall be considered on file with the board when all
deficiencies are corrected.
(b) Renewal shall be denied if,
after notice and an opportunity for hearing, there is a finding of:
(1) Noncompliance with the
continuing education requirements of Soil 403.01(a);
(2) Any unethical act for which
discipline shall be imposed under Soil 500;
(3) Reasons for which an initial
application would have been denied; or
(4) Failure to furnish materially complete or materially accurate information on a renewal license application.
CHAPTER SOIL 500 ETHICAL STANDARDS
Part Soil 501 RULES OF PROFESSIONAL CONDUCT
Soil 501.01 Purpose and Scope.
(a) To establish and maintain a high
standard of integrity, skills and practice in the profession of soil science or
wetland science, the following rules of professional conduct shall be binding
upon every person holding a certificate of soil science or wetland science and
on all partnerships or corporations or other legal entities authorized to offer
or perform the practice of soil science or wetland science in this state.
(a) The ethical standards set forth
in this part shall bind all certified wetland scientists and soil scientists,
and violation of any such standard shall be a basis for imposing disciplinary
sanctions. Conduct proscribed by these ethical standards, when performed by an
uncertified person, or during a prior period of certification, shall also be a
basis for denying an application or issuing a restricted certificate.
(b) All persons certified under
(c) Certificate holders shall submit
only truthful and correct information in any application or other document file
with or statement made to the board.
(d) Certificate holders shall inform
the board of a principal business/home address to which all official board
communications should be directed, and also of all addresses where he/she is
practicing. The establishment of a business/home address or the change or
abandonment of a business/home address shall be reported to the board within 30
days.
Soil 501.03 Standards of Conduct.
(a) The certified soil and wetland
scientist shall hold paramount the safety, health and welfare of the public as
follows:
(2) Issue statements only in an
objective and truthful m
(3) Act for each employer or client
as faithful agents or trustees;
(4) Refrain from deceptive acts;
(6) Undertake to perform soil or
wetland science assignments only when qualified by education or experience in
the specific technical field of soil or wetland science involved;
(7) Accept an assignment requiring
education or experience outside of his/her own field of competence, but only to
the extent that his/her services are restricted to those phases of the project
in which he/she is qualified. All other phases of such project shall be
performed by qualified associates, consultants or employees;
(8) Not affix his/her signature or
seal to any map, plan or document dealing with subject matter for which he/she
lacks competence by virtue of education or experience, nor to any such map, plan
or document not prepared under his/her direct supervisory control; and
(b) The certified soil and wetland
scientist shall issue public statements only in an objective and truthful m
(1) Be objective and truthful in all
professional reports, statements, or testimony and include all relevant,
pertinent and required information in such reports, statements or testimony;
b.
Upon a background of technical competence in the subject matter; and
c.
Upon honest conviction of the accuracy and propriety of his/her
testimony;
(3) Issue no statements, criticisms,
or arguments on soil and wetland science matters connected with public policy
which are influenced or paid for by an interested party, or parties, unless
he/she has prefaced his/her comment by explicitly identifying him/herself by
disclosing the identities of the party or parties on whose behalf he/she is
speaking;
(c) The certified soil and wetland
scientist shall avoid conflicts of interest; as follows:
(1) Promptly inform his/her employer
or client of any business associations, interests, or circumstances, which could
influence his/her judgment, or the quality of his/her services;
(2) Not accept compensation,
financial or otherwise, from more than one party for services pertaining to the
same project, unless the circumstances are fully disclosed to, and agreed to, by
all interested parties;
(3) Not solicit or accept financial
or other valuable considerations from material or equipment suppliers for
specifying their products;
(4) Not solicit or accept
gratuities, directly or indirectly, from contractors, their agents, or other
parties dealing with his/her client or employer in connection with work for
which he/she is responsible;
(5) When in public service as a member, advisor, or employee of a
governmental body or department, not participate in considerations or actions
with respect to private soil or wetland science services provided by him/her or
by his/her organization;
(6)
Not solicit or accept a soil or wetland science contract from a
governmental body on which a principal or officer of his/her organization serves
as a member;
(7) Not divulge information given in confidence by a
client or employer except as required by law, directly or indirectly, in any way
that would violate the confidence of the employer or client;
(8) Not plagiarize oral or written
communications or knowingly accept credit for work rightfully due another
person; and
(9) Reveal to clients, regulators,
and/or the public any conflict of interest or circumstances which may interfere
with full representation of the scientific facts or their professional opinions.
(d) The certified soil and wetland
scientist shall solicit or accept work only on the basis of his/her
qualifications; as follows:
(1) Not offer to pay, either
directly or indirectly, any commission, political
contribution, gift, or other consideration in order to secure work,
exclusive of securing salaried positions through employment agencies;
(2) Compete for employment on the
basis of professional qualification and competence to perform the work;
(3) Not solicit or submit proposals
for professional services containing false, fraudulent, misleading, deceptive or
unfair statement or claim regarding the cost, quality or extent of services to
be rendered;
(4) Not falsify or permit
misrepresentation of his/her, or his/her associates’, academic or professional
qualifications;
(5) Not misrepresent his/her degree
of responsibility in or for the subject matter of prior assignments;
(7) Limit public advertising to a
description of the services available;
(9) Advise the client of the level
of accuracy and limitations of the soil maps and wetland maps relative to the
intended use; and
(10) Indicate the standards of
classification and mapping used.
(e) The certified soil and wetland
scientist shall perform his/her services in an ethical and lawful m
(1) Not knowingly associate with or
permit the use of his/her name or firm name in a business venture by any person
or firm which he/she knows, or has reason to believe, is engaging in business or
professional practices of a fraudulent or dishonest nature;
(2) Cooperate with another soil
scientist or wetland scientist with an interchange of information where such
interchange does not conflict with confidential matters between the soil
scientist or wetland scientist and his/her client;
(3) Not attempt to injure another soil or wetland
scientist’s reputation, prospects, practice or employment;
(5) Cooperate with investigations
and requests for information from the board and the boards representatives.
PART Soil 502 VOLUNTARY CERTIFICATE
SURRENDER
Soil 502.01 Procedure for
Surrendering Certificate Any
person holding a certificate may voluntarily surrender that certificate by
returning it to the board accompanied by a signed letter stating that he/she
intends to surrender his/her certificate.
Soil 502.03 Voluntary Surrender
When Misconduct Allegations are Pending.
(b) Any settlement agreement reached
under (a), above, shall include the following concessions:
(1) That the certified soil and
wetland scientist surrender has occurred in settlement of pending disciplinary
charges; and
(2) That the pending disciplinary
allegations shall be issues to be resolved in any future application the
certified soil and wetland scientist may submit in
(c) The board shall decline to
accept a settlement agreement under (a), above, if the board believes the
certified soil and wetland scientist has declined to disclose material
information concerning the alleged misconduct or has refused to stipulate to the
truth of specific material facts concerning the alleged misconduct which would
be necessary to protect the public interest in the event the individual
subsequently reapplies for a certificate.
(e) The fact of certificate
surrender and the terms of any settlement agreement pertaining thereto shall be
distributed to all relevant licensing authorities and professional societies in
the same m
Not an Official Version
The Joint
Board makes no warranty, express or implied, as to whether this document is
correct, complete, up-to-date, or as to any other relative fact. Independent
verification of the contents is essential.